-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNI0OayNzakXmv/2K/Zsu17YxtS9XG9BHWIelwUpBwqd2azvhIr/A7uwzBWO0aFx kPgX7xjNXEldA1N5O+vHQg== 0000950148-98-000274.txt : 19980218 0000950148-98-000274.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950148-98-000274 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KENNEDY WILSON INC CENTRAL INDEX KEY: 0000885720 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 954364537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42796 FILM NUMBER: 98538014 BUSINESS ADDRESS: STREET 1: 530 WILSHIRE BLVD STREET 2: STE 101 CITY: SANTA MONICA STATE: CA ZIP: 90401-1422 BUSINESS PHONE: 3103148400 MAIL ADDRESS: STREET 1: 530 WILSHIRE BLVD STREET 2: SUITE 101 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALPERT LEWIS A CENTRAL INDEX KEY: 0000901821 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 530 WILSHIRE BLVD STREET 2: SUITE 101 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3103148400 MAIL ADDRESS: STREET 1: 530 WILSHIRE BLVD STREET 2: SUITE 101 CITY: SANTA MONICA STATE: CA ZIP: 94101 SC 13G/A 1 AMENDMENT NO. 2 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) KENNEDY-WILSON, INC. ----------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------- (Title of Class of Securities) 489399 20 4 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 2 CUSIP NO. 489399 20 4 13G PAGE 2 OF 5 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lewis A. Halpert SSN ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 300,567** SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY None EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 300,567** -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER None -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 300,567** After giving effect to 1 for 10 reverse stock split effected November 20, 1995 and 20% stock dividend effected October 27, 1997 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 23.8% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Item 1. Issuer. (a) Name of Issuer: Kennedy-Wilson, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 530 Wilshire Boulevard, Suite 101 Santa Monica, California 90401 Item 2. Security and Background. (a) Name of Person Filing: The person filing this Schedule 13G is Lewis A. Halpert, an individual. (b) Principal Business Address: The principal business address of Mr. Halpert is 530 Wilshire Boulevard, Suite 101, Santa Monica, California 90401 (c) Citizenship: Mr. Halpert is a citizen of the United States of America. (d) Title and Class of Securities: Common Stock (e) CUSIP NO.: 489399 20 4 Item 3. Filings under Rules 13d-1(b), or 13d-2(b) Not applicable. Item 4. Ownership. (a) Amount Beneficially Owned: 300,567 (b) Percent of Class: 23.8% Page 3 of 5 4 (c) Voting and Dispositive Power: Mr. Halpert has sole voting and dispositive power with respect to all 300,567 shares of Common Stock of the Issuer beneficially owned by him. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. Page 4 of 5 5 SIGNATURE After reasonably inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 /s/ LEWIS A. HALPERT -------------------------------- Lewis A. Halpert Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----